Sarbanes-Oxley compliance solutions

All public companies, regardless of size, are required to comply with Section 404(b) of the Sarbanes-Oxley Act. Our qualified specialists can provide your business with the tools necessary to make achieving, testing, and maintaining compliance a manageable part of your business.

Our SOX compliance services include:

  • Scoping and materiality
  • Identifying key entity level and financial statement controls based on COSO framework
  • Performing process reviews with business process owners
  • Documenting control matrices, narratives and flow charts, and performance of cycle walkthroughs
  • Creating testing plans and determining appropriate sampling sizes
  • Performing quarterly/monthly testing, analysis of exceptions/deficiencies, remediation and magnitude/likelihood of misstatement, identifying corective action steps